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Chief Compliance Officer · Neuberger Berman Asia Limited

Travis W. Chia

CRD 6276071 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Neuberger Berman Asia Limited, an SEC-registered private fund adviser based in Hong Kong, Hong Kong with $11.0 billion in regulatory assets, lists Travis W. Chia on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Travis at 1 other registered adviser.

Firms and roles

AtlasMembers

Travis’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Travis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.