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Chief Compliance Officer/chief Operating Officer · Capstone Investment Group

Travis L. Bator

CRD 5241485 · Named on Form ADV at one SEC-registered adviser

At a glance

Capstone Investment Group, an SEC-registered wealth manager based in Olympia, WA with $343 million in regulatory assets, lists Travis L. Bator on its Form ADV as Chief Compliance Officer/chief Operating Officer, a control person.

Firms and roles

  • Capstone Investment GroupChief Compliance Officer/chief Operating OfficerWealth manager · Olympia, WA · $343M in regulatory assets

AtlasMembers

Travis’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Travis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.