Adviser and broker representative · Transamerica Financial Advisors, LLC

Tracy E. Sula-Wang

CRD 6552241 · Irvine, CA

At a glance

Tracy E. Sula-Wang is an investment adviser representative with Transamerica Financial Advisors, LLC in Irvine, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Tracy’s SEC record dates to 2020, about 6 years ago. Tracy is also registered as a broker representative.

Current advisory firm

Transamerica Financial Advisors, LLCSince October 2020Irvine, CA · $2.1B in regulatory assets

SEC adviser record

Registered since: 2020 (6 years)
Designations: None on file
Exams: Series 63, Series 65
Registered in: 2 states
Also a broker representative: Yes
Disclosures on record: None

AtlasMembers

Tracy’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website: Locked
Previous firms, with start and end dates: Locked
Employment history: Locked
States they’re registered in: Locked
Outside business activities: Locked
When they joined their current firm, and their firm’s growth: Locked

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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