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Chief Compliance Officer · Access Wealth

Tracy A. Hagberg

CRD 1841992 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Access Wealth, an SEC-registered wealth manager based in East Hanover, NJ with $539 million in regulatory assets, lists Tracy A. Hagberg on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Tracy at 1 other registered adviser.

Firms and roles

  • Access WealthChief Compliance OfficerWealth manager · East Hanover, NJ · $539M in regulatory assets
  • EKS AssociatesChief Compliance OfficerWealth manager · Princeton, NJ · $324M in regulatory assets

AtlasMembers

Tracy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tracy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.