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Managing Director and Chief Investment Officer · Axos Invest, Inc

Tracy L. Gallman

CRD 2814720 · Named on Form ADV at one SEC-registered adviser

At a glance

Axos Invest, Inc, an SEC-registered wealth manager based in LAS Vegas, NV with $151 million in regulatory assets, lists Tracy L. Gallman on its Form ADV as Managing Director and Chief Investment Officer, a control person.

Firms and roles

  • Axos Invest, IncManaging Director and Chief Investment OfficerWealth manager · LAS Vegas, NV · $151M in regulatory assets

AtlasMembers

Tracy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tracy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.