Chief Compliance Officer · Gryphon Financial Partners
Traci L. Nickels
CRD 4321278 · Named on Form ADV at one SEC-registered adviser
At a glance
Gryphon Financial Partners, an SEC-registered wealth manager based in Columbus, OH with $2.4 billion in regulatory assets, lists Traci L. Nickels on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Gryphon Financial PartnersChief Compliance OfficerWealth manager · Columbus, OH · $2.4B in regulatory assets
AtlasMembers
Traci’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Joel J. GuthManaging Member, Gryphon Financial Partners
- Catherine Z. CoryManaging Member, Gryphon Financial Partners
- Jeffrey R LaguschPartner, Gryphon Financial Partners
- Thomas M. ReganPartner, Gryphon Financial Partners
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Traci’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.