President,chief Compliance Officer · Collegiate Capital Management, Inc.
Tony W. Sigmon
CRD 2401700 · Named on Form ADV at one SEC-registered adviser
At a glance
Collegiate Capital Management, Inc., an SEC-registered wealth manager based in Raleigh, NC with $653 million in regulatory assets, lists Tony W. Sigmon on its Form ADV as President,chief Compliance Officer, a control person.
Firms and roles
- Collegiate Capital Management, Inc.President,chief Compliance OfficerWealth manager · Raleigh, NC · $653M in regulatory assets
AtlasMembers
Tony’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Erin R. CappsChief Operating Officer and Director of Compliance, Collegiate Capital Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tony’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.