President/ Chief Compliance Officer · First Financial Group
Tommy G. Lewis
CRD 1964734 · Named on Form ADV at one SEC-registered adviser
At a glance
First Financial Group, an SEC-registered wealth manager based in Raleigh, NC with $317 million in regulatory assets, lists Tommy G. Lewis on its Form ADV as President/ Chief Compliance Officer, a control person.
Firms and roles
- First Financial GroupPresident/ Chief Compliance OfficerWealth manager · Raleigh, NC · $317M in regulatory assets
AtlasMembers
Tommy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tommy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.