Chief Financial Officer · OFF the Chain Capital, LLC
Tom W. Siegel
CRD 7126454 · Named on Form ADV at 2 SEC-registered advisers
At a glance
OFF the Chain Capital, LLC, an SEC-registered private fund adviser with $321 million in regulatory assets, lists Tom W. Siegel on its Form ADV as Chief Financial Officer, a control person. The SEC filings also name Tom at 1 other registered adviser.
Firms and roles
- OFF the Chain Capital, LLCChief Financial OfficerPrivate fund adviser · United States · $321M in regulatory assets
- Toberman Becker Wealth, LLCMemberWealth manager · St. Louis, MO · $171M in regulatory assets
AtlasMembers
Tom’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Brian L. EstesChief Investment Officer, Managing Member, OFF the Chain Capital, LLC
- Brian M. DixonChief Executive Officer, OFF the Chain Capital, LLC
- Allison K. FraserChief Compliance Officer, OFF the Chain Capital, LLC
- Craig A. TobermanPartner, CCO, Member, Toberman Becker Wealth, LLC
- Michael O. BeckerPartner, Member, Toberman Becker Wealth, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tom’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.