Chief Compliance Officer; Chief Executive Officer · Davenport Watts & Drake Investment Advisors, LLC
Tom S. Davenport
CRD 4483932 · Named on Form ADV at one SEC-registered adviser
At a glance
Davenport Watts & Drake Investment Advisors, LLC, an SEC-registered wealth manager based in Ridgeland, MS with $157 million in regulatory assets, lists Tom S. Davenport on its Form ADV as Chief Compliance Officer; Chief Executive Officer, a control person.
Firms and roles
- Davenport Watts & Drake Investment Advisors, LLCChief Compliance Officer; Chief Executive OfficerWealth manager · Ridgeland, MS · $157M in regulatory assets
AtlasMembers
Tom’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tom’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.