Member, Chief Compliance Officer · Hamrick Investment Counsel, LLC
Todd M. Wathey
CRD 4717347 · Named on Form ADV at one SEC-registered adviser
At a glance
Hamrick Investment Counsel, LLC, an SEC-registered wealth manager based in Seattle, WA with $299 million in regulatory assets, lists Todd M. Wathey on its Form ADV as Member, Chief Compliance Officer, a control person.
Firms and roles
- Hamrick Investment Counsel, LLCMember, Chief Compliance OfficerWealth manager · Seattle, WA · $299M in regulatory assets
AtlasMembers
Todd’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Douglas P. HaackMember, Hamrick Investment Counsel, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Todd’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.