General Counsel · Main Street Advisors
Todd J. Rosen
CRD 7090551 · Named on Form ADV at one SEC-registered adviser
At a glance
Main Street Advisors, an SEC-registered wealth manager based in Santa Monica, CA with $9.6 billion in regulatory assets, lists Todd J. Rosen on its Form ADV as General Counsel, a control person.
Firms and roles
- Main Street AdvisorsGeneral CounselWealth manager · Santa Monica, CA · $9.6B in regulatory assets
AtlasMembers
Todd’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Paul D. WachterChief Executive Officer, Main Street Advisors
- Christopher M. FilloVice Chairman, Main Street Advisors
- James B. PottsChief Financial Officer, Main Street Advisors
- Jeremy B. SzuchChief Compliance Officer, Main Street Advisors
- Christine D. BanianPresident, Main Street Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Todd’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.