Managing Member and Chief Compliance Officer · Highmark Wealth Management LLC
Todd E. Arens
CRD 2414006 · Named on Form ADV at one SEC-registered adviser
At a glance
Highmark Wealth Management LLC, an SEC-registered wealth manager based in St. Paul, MN with $612 million in regulatory assets, lists Todd E. Arens on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- Highmark Wealth Management LLCManaging Member and Chief Compliance OfficerWealth manager · St. Paul, MN · $612M in regulatory assets
AtlasMembers
Todd’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Patrick J. SullivanWealth Strategist and Partner, Highmark Wealth Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Todd’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.