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Chief Operations Officer · Summit Financial Strategies Inc

Timothy W. Swain

CRD 6186582 · Named on Form ADV at one SEC-registered adviser

At a glance

Summit Financial Strategies Inc, an SEC-registered wealth manager based in Columbus, OH with $2.3 billion in regulatory assets, lists Timothy W. Swain on its Form ADV as Chief Operations Officer, a control person.

Firms and roles

AtlasMembers

Timothy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Timothy on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.