VP, Chief Compliance Officer · Touchstone Advisors Inc
Timothy Steven Stearns
CRD 1327230 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Touchstone Advisors Inc, an SEC-registered asset manager based in Cincinnati, OH with $31.1 billion in regulatory assets, lists Timothy Steven Stearns on its Form ADV as VP, Chief Compliance Officer, a control person. The SEC filings also name Timothy at 3 other registered advisers.
Firms and roles
- Touchstone Advisors IncVP, Chief Compliance OfficerAsset manager · Cincinnati, OH · $31B in regulatory assets
- W&s Brokerage Services, Inc.VP, Compliance OfficerBroker-dealer firm · Cincinnati, OH · $257M in regulatory assets
- W&s Advisory Services, LLCVP, Chief Compliance OfficerWealth manager · Cincinnati, OH · $5M in regulatory assets
- Eagle Realty Capital Partners, LLCVP, Chief Compliance OfficerAsset manager · Cincinnati, OH · $0M in regulatory assets
AtlasMembers
Timothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 4 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (43)
- Terrie Ann WiedenheftChief Financial Officer, Touchstone Advisors Inc
- Donald Joseph WuebblingDirector, Touchstone Advisors Inc
- Jill Tripp McGruderDirector, Touchstone Advisors Inc
- Timothy D. PaulinSR. Vice President Investment Research & Product Management, Touchstone Advisors Inc
- Jonathan David NiemeyerDirector, Touchstone Advisors Inc
38 more people named with Timothy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 43 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.