Chief Compliance Officer · Sjhl Financial Group
Timothy D. Kliewer
CRD 5793581 · Named on Form ADV at one SEC-registered adviser
At a glance
Sjhl Financial Group, an SEC-registered wealth manager based in McPherson, KS with $175 million in regulatory assets, lists Timothy D. Kliewer on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Sjhl Financial GroupChief Compliance OfficerWealth manager · McPherson, KS · $175M in regulatory assets
AtlasMembers
Timothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Chet L. BuchmanManaging Member, Sjhl Financial Group
- Stacie A. WilsonMember, Sjhl Financial Group
- Darren W. AndersonMember, Sjhl Financial Group
- Adam L. GrilliotMember, Sjhl Financial Group
- Jaymie A. RothrockMember, Sjhl Financial Group
2 more people named with Timothy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.