Chief Financial Officer, Chief Compliance Officer · Northstar Capital
Timothy S. Duffy
CRD 4757521 · Named on Form ADV at one SEC-registered adviser
At a glance
Northstar Capital, an SEC-registered private fund adviser based in Minneapolis, MN with $1.0 billion in regulatory assets, lists Timothy S. Duffy on its Form ADV as Chief Financial Officer, Chief Compliance Officer, a control person.
Firms and roles
- Northstar CapitalChief Financial Officer, Chief Compliance OfficerPrivate fund adviser · Minneapolis, MN · $1.0B in regulatory assets
AtlasMembers
Timothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Douglas E. MarkManaging Partner; Member, Class C, Northstar Capital
- Brian J. SchneiderManaging Partner; Member, Class C, Northstar Capital
- Christopher J. KocourekManaging Partner, Member, Class C, Northstar Capital
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.