President, CEO, CFO, COO, CLO, CCO · Global Brokerage Services, Inc.
Thomas Wesley Johnson
CRD 1803129 · Named on Form ADV at one SEC-registered adviser
At a glance
Global Brokerage Services, Inc., an SEC-registered broker-dealer firm based in Hunt Valley, MD with $163 million in regulatory assets, lists Thomas Wesley Johnson on its Form ADV as President, CEO, CFO, COO, CLO, CCO, a control person.
Firms and roles
- Global Brokerage Services, Inc.President, CEO, CFO, COO, CLO, CCOBroker-dealer firm · Hunt Valley, MD · $163M in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- William Burton SweigartVice President, Global Brokerage Services, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.