Chief Compliance Officer/partner · Bridgewater Advisors Inc.
Thomas F. Smyth
CRD 4607678 · Named on Form ADV at one SEC-registered adviser
At a glance
Bridgewater Advisors Inc., an SEC-registered wealth manager based in New York, NY with $2.6 billion in regulatory assets, lists Thomas F. Smyth on its Form ADV as Chief Compliance Officer/partner, a control person.
Firms and roles
- Bridgewater Advisors Inc.Chief Compliance Officer/partnerWealth manager · New York, NY · $2.6B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Leo V. MarzenManaging Partner, Bridgewater Advisors Inc.
- Josefine T. CaysPartner, Bridgewater Advisors Inc.
- Barbara J. LeclercChief Investment Officer, Bridgewater Advisors Inc.
- Ann M. ThibodeauPartner, Bridgewater Advisors Inc.
- Gabe D. BryanPartner, Bridgewater Advisors Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.