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Executive Officer · Rockland Capital, LP

Thomas J. Smith

CRD 5814508 · Named on Form ADV at one SEC-registered adviser

At a glance

Rockland Capital, LP, an SEC-registered private fund adviser based in The Woodlands, TX with $4.4 billion in regulatory assets, lists Thomas J. Smith on its Form ADV as Executive Officer, a control person.

Firms and roles

  • Rockland Capital, LPExecutive OfficerPrivate fund adviser · The Woodlands, TX · $4.4B in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Thomas on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.