Chairman, President, and Chief Executive Officer · Mason Wells, Inc.
Thomas G. Smith
CRD 1272017 · Named on Form ADV at one SEC-registered adviser
At a glance
Mason Wells, Inc., an SEC-registered private fund adviser based in Milwaukee, WI with $1.4 billion in regulatory assets, lists Thomas G. Smith on its Form ADV as Chairman, President, and Chief Executive Officer, a control person.
Firms and roles
- Mason Wells, Inc.Chairman, President, and Chief Executive OfficerPrivate fund adviser · Milwaukee, WI · $1.4B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- James S DomachVice President, Chief Financial Officer, Chief Compliance Officer and Assistant Secretary, Mason Wells, Inc.
- Kevin P KenealeyVice President, Mason Wells, Inc.
- Deborah FigueroaCorporate Secretary, Mason Wells, Inc.
- Benjamin L. HolbrookVice President, Mason Wells, Inc.
- Jay J RadtkeVice President, Mason Wells, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.