Head of Global Distribution · Driehaus Capital Management LLC
Thomas M. Seftenberg
CRD 3127527 · Named on Form ADV at one SEC-registered adviser
At a glance
Driehaus Capital Management LLC, an SEC-registered asset manager based in Chicago, IL with $26.1 billion in regulatory assets, lists Thomas M. Seftenberg on its Form ADV as Head of Global Distribution, a control person.
Firms and roles
- Driehaus Capital Management LLCHead of Global DistributionAsset manager · Chicago, IL · $26B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Janet L. McWilliamsGeneral Counsel and Secretary, Driehaus Capital Management LLC
- Stephen T. WeberPresident and CEO, Driehaus Capital Management LLC
- Robert M. KurinskyChief Financial Officer, Chief Operating Officer and Treasurer, Driehaus Capital Management LLC
- Anne S. KochevarChief Compliance Officer, Driehaus Capital Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.