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Member, Chief Compliance Officer, and Chief Executive Officer · Roehl & YI Investment Advisors, LLC

Thomas H. Roehl

CRD 1056108 · Named on Form ADV at one SEC-registered adviser

At a glance

Roehl & YI Investment Advisors, LLC, an SEC-registered wealth manager based in Eugene, OR with $959 million in regulatory assets, lists Thomas H. Roehl on its Form ADV as Member, Chief Compliance Officer, and Chief Executive Officer, a control person.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.