Chairman · Valley National Advisers Inc
Thomas M. Riddle
CRD 1335487 · Named on Form ADV at one SEC-registered adviser
At a glance
Valley National Advisers Inc, an SEC-registered broker-dealer firm based in Bethlehem, PA with $1.3 billion in regulatory assets, lists Thomas M. Riddle on its Form ADV as Chairman, a control person.
Firms and roles
- Valley National Advisers IncChairmanBroker-dealer firm · Bethlehem, PA · $1.3B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Matthew E PetrozelliChief Executive Officer and Chief Compliance Officer, Valley National Advisers Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.