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Investment adviser representative · Eagle Rock Financial Advisers, Ltd.

Thomas F. Rauba

CRD 1834632 · Lancaster, PA

At a glance

Thomas F. Rauba is an investment adviser representative with Eagle Rock Financial Advisers, Ltd. in Lancaster, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Thomas’s SEC record dates to 2003, about 23 years ago. Designations on file: Certified Financial Planner.

Current advisory firm

  • Eagle Rock Financial Advisers, Ltd.Since April 2003Lancaster, PA · State-registered or not in the SEC’s list

SEC adviser record

Registered since
2003 (23 years)
Designations
Certified Financial Planner
Exams
Series 63
Registered in
2 states
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Thomas’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
Locked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.

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