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Managing Partner & Chief Compliance Officer · J. Stern & Co. LLP

Thomas L. Price

CRD 7685056 · Named on Form ADV at 2 SEC-registered advisers

At a glance

J. Stern & Co. LLP, an SEC-registered asset manager based in London, United Kingdom with $2.2 billion in regulatory assets, lists Thomas L. Price on its Form ADV as Managing Partner & Chief Compliance Officer, a control person. The SEC filings also name Thomas at 1 other registered adviser.

Firms and roles

  • J. Stern & Co. LLPManaging Partner & Chief Compliance OfficerAsset manager · London, United Kingdom · $2.2B in regulatory assets
  • J. Stern & Co., LLCCCOPrivate fund adviser · New York City, NY · $609M in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.