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Partner, Chief Executive Officer and Chief Compliance Officer · Murphy & Sylvest

Thomas E. Murphy

CRD 1736708 · Named on Form ADV at one SEC-registered adviser

At a glance

Murphy & Sylvest, an SEC-registered wealth manager based in Dallas, TX with $426 million in regulatory assets, lists Thomas E. Murphy on its Form ADV as Partner, Chief Executive Officer and Chief Compliance Officer, a control person.

Firms and roles

  • Murphy & SylvestPartner, Chief Executive Officer and Chief Compliance OfficerWealth manager · Dallas, TX · $426M in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.