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Chief Compliance Officer, Chief Operating Officer · Metis Global Partners, LLC

Thomas W. Mulligan

CRD 2592309 · Named on Form ADV at one SEC-registered adviser

At a glance

Metis Global Partners, LLC, an SEC-registered private fund adviser based in SAN Diego, CA with $5.7 billion in regulatory assets, lists Thomas W. Mulligan on its Form ADV as Chief Compliance Officer, Chief Operating Officer.

Firms and roles

  • Metis Global Partners, LLCChief Compliance Officer, Chief Operating OfficerPrivate fund adviser · SAN Diego, CA · $5.7B in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Machel L. AllenManaging Member, Chief Executive Officer, Chief Investment Officer, Metis Global Partners, LLC
  • Irina A. GorokhovMember, Metis Global Partners, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.