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Chief Executive Officer · J. Safra Sarasin Asset Management (north America) LTD

Thomas H. Maxwell

CRD 6262289 · Named on Form ADV at one SEC-registered adviser

At a glance

J. Safra Sarasin Asset Management (north America) LTD, an SEC-registered wealth manager based in Geneva, Switzerland with $932 million in regulatory assets, lists Thomas H. Maxwell on its Form ADV as Chief Executive Officer, a control person.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Juerg EgliDirector, J. Safra Sarasin Asset Management (north America) LTD
  • Elie V. SassoonChairman/director, J. Safra Sarasin Asset Management (north America) LTD
  • Jean-Pierre JacquemoudDirector, J. Safra Sarasin Asset Management (north America) LTD
  • Benedetta GambatesaChief Compliance Officer, J. Safra Sarasin Asset Management (north America) LTD

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.