Chief Compliance Officer · 36 South Capital Advisors LLP
Thomas D. Lucey
CRD 7239697 · Named on Form ADV at one SEC-registered adviser
At a glance
36 South Capital Advisors LLP, an SEC-registered private fund adviser based in London, United Kingdom with $1.0 billion in regulatory assets, lists Thomas D. Lucey on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- 36 South Capital Advisors LLPChief Compliance OfficerPrivate fund adviser · London, United Kingdom · $1.0B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael L. TaskerPartner, 36 South Capital Advisors LLP
- Richard J. HaworthPartner, 36 South Capital Advisors LLP
- Jack De La FargueChief Investment Officer, 36 South Capital Advisors LLP
- Troy StantonChief Operating Officer, 36 South Capital Advisors LLP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.