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Chief Compliance Officer · Swiss American Advisors LTD.

Thomas Huegi

CRD 7671451 · Named on Form ADV at one SEC-registered adviser

At a glance

Swiss American Advisors LTD., an SEC-registered asset manager based in Zuerich, Switzerland with $0 in regulatory assets, lists Thomas Huegi on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Daniel FrickerPresident of Board of Directors, Swiss American Advisors LTD.
  • Stephan HoferManaging Partner, Member of Board of Directors, Swiss American Advisors LTD.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.