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Chief Operating Officer, Chief Compliance Officer · Balanced Rock Investment Advisors

Thomas J. Higgins

CRD 6165489 · Named on Form ADV at one SEC-registered adviser

At a glance

Balanced Rock Investment Advisors, an SEC-registered wealth manager based in Roslindale, MA with $193 million in regulatory assets, lists Thomas J. Higgins on its Form ADV as Chief Operating Officer, Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.