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Founder/deputy Ceo/managing Partner · Global Wealth Management, L.C.

Thomas U. Heierli

CRD 2694377 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Global Wealth Management, L.C., an SEC-registered wealth manager based in Deerfield Beach, FL with $184 million in regulatory assets, lists Thomas U. Heierli on its Form ADV as Founder/deputy Ceo/managing Partner, a control person. The SEC filings also name Thomas at 1 other registered adviser.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Olaf HerrChief Executive Officer, Global Wealth Management, L.C.
  • Silvan O. NotzliCio/head Portfolio Management, Global Wealth Management, L.C.
  • Anita ZuelligChief Compliance Officer, Global Wealth Management, L.C.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.