Partner, Co-Founder and Chief Investment Officer · Bearing Point Capital
Thomas M. Hawley
CRD 4226875 · Named on Form ADV at one SEC-registered adviser
At a glance
Bearing Point Capital, an SEC-registered wealth manager based in Richfield, MN with $1.1 billion in regulatory assets, lists Thomas M. Hawley on its Form ADV as Partner, Co-Founder and Chief Investment Officer, a control person.
Firms and roles
- Bearing Point CapitalPartner, Co-Founder and Chief Investment OfficerWealth manager · Richfield, MN · $1.1B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Andrew S WarningChief Compliance Officer, Bearing Point Capital
- Patrick L. SmithPartner and Co-Founder, Bearing Point Capital
- Gregg R. HubertyPartner and Co-Founder, Bearing Point Capital
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.