Chief Compliance Officer, Chief Financial Officer, and Chief Operating Officer · Pinnbrook Capital Management LP
Thomas S. Dwan
CRD 6049448 · Named on Form ADV at one SEC-registered adviser
At a glance
Pinnbrook Capital Management LP, an SEC-registered private fund adviser based in New York, NY with $1.1 billion in regulatory assets, lists Thomas S. Dwan on its Form ADV as Chief Compliance Officer, Chief Financial Officer, and Chief Operating Officer, a control person.
Firms and roles
- Pinnbrook Capital Management LPChief Compliance Officer, Chief Financial Officer, and Chief Operating OfficerPrivate fund adviser · New York, NY · $1.1B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Zachary M. KurzChief Investment Officer and Limited Partner, Pinnbrook Capital Management LP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.