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Managing Member / Chief Compliance Officer · Stirling Financial Group

Thomas S. Dudley

CRD 2882211 · Named on Form ADV at one SEC-registered adviser

At a glance

Stirling Financial Group, an SEC-registered wealth manager based in SAN Diego, CA with $180 million in regulatory assets, lists Thomas S. Dudley on its Form ADV as Managing Member / Chief Compliance Officer, a control person.

Firms and roles

  • Stirling Financial GroupManaging Member / Chief Compliance OfficerWealth manager · SAN Diego, CA · $180M in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.