Secretary · Fischer Financial Services Inc
Thomas K. Baldwin
CRD 5687092 · Named on Form ADV at one SEC-registered adviser
At a glance
Fischer Financial Services Inc, an SEC-registered wealth manager based in Harrisburg, PA with $636 million in regulatory assets, lists Thomas K. Baldwin on its Form ADV as Secretary, a control person.
Firms and roles
- Fischer Financial Services IncSecretaryWealth manager · Harrisburg, PA · $636M in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Frederick D. FischerPresident, Fischer Financial Services Inc
- William B. AnginoChief Compliance Officer, Fischer Financial Services Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.