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Managing Member / Managing Director and Chief Compliance Officer · 626 Financial, LLC

Thomas W. Anderton

CRD 4972508 · Named on Form ADV at one SEC-registered adviser

At a glance

626 Financial, LLC, an SEC-registered wealth manager based in Portage, MI with $380 million in regulatory assets, lists Thomas W. Anderton on its Form ADV as Managing Member / Managing Director and Chief Compliance Officer, a control person.

Firms and roles

  • 626 Financial, LLCManaging Member / Managing Director and Chief Compliance OfficerWealth manager · Portage, MI · $380M in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.