Director · Chapin Davis Asset Management
Thomas Allen Brubaker
CRD 860338 · Named on Form ADV at one SEC-registered adviser
At a glance
Chapin Davis Asset Management, an SEC-registered broker-dealer firm based in Baltimore, MD with $643 million in regulatory assets, lists Thomas Allen Brubaker on its Form ADV as Director, a control person.
Firms and roles
- Chapin Davis Asset ManagementDirectorBroker-dealer firm · Baltimore, MD · $643M in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Elisabeth Albert HayesDirector/shareholder, Chapin Davis Asset Management
- Talbot Jones IV AlbertChairman of the Board, CEO, Chapin Davis Asset Management
- Michael Anthony GalantinoPresident/director, Chapin Davis Asset Management
- Robert James KaehlerChief Compliance Officer, Chapin Davis Asset Management
- Keith Lawrence MurrayDirector, Chapin Davis Asset Management
1 more person named with Thomas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.