Chief Compliance Officer · New Frontier Advisors, LLC
Theresa A. Muller
CRD 5853117 · Named on Form ADV at 2 SEC-registered advisers
At a glance
New Frontier Advisors, LLC, an SEC-registered asset manager based in Boston, MA with $4.0 billion in regulatory assets, lists Theresa A. Muller on its Form ADV as Chief Compliance Officer. The SEC filings also name Theresa at 1 other registered adviser.
Firms and roles
- New Frontier Advisors, LLCChief Compliance OfficerAsset manager · Boston, MA · $4.0B in regulatory assets
- Carlson FinancialChief Compliance OfficerWealth manager · Topeka, KS · $632M in regulatory assets
AtlasMembers
Theresa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Richard O. MichaudManager, President and Chairman (and Sole Trustee of Richard Michaud 2017 Trust), New Frontier Advisors, LLC
- Robert O. MichaudManager, Chief Investment Officer, New Frontier Advisors, LLC
- David N. EschChief of Research & Development, New Frontier Advisors, LLC
- Abigail R. GabrielseChief Operations Officer, New Frontier Advisors, LLC
- Carl R CarlsonChief Executive Officer, Carlson Financial
2 more people named with Theresa on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Theresa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.