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Chief Investment Officer · First Affirmative Financial Network LLC

Theresa M. Gusman

CRD 1237508 · Named on Form ADV at one SEC-registered adviser

At a glance

First Affirmative Financial Network LLC, an SEC-registered wealth manager based in Colorado Springs, CO with $905 million in regulatory assets, lists Theresa M. Gusman on its Form ADV as Chief Investment Officer, a control person.

Firms and roles

AtlasMembers

Theresa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • George R. GayChief Executive Officer, First Affirmative Financial Network LLC
  • Kathleen J. LewisChief Compliance Officer, First Affirmative Financial Network LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Theresa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.