Senior Managing Director and Chief Compliance Officer · Summit Wealth Group, LLC
Theodore J. Spinardi
CRD 2302532 · Named on Form ADV at one SEC-registered adviser
At a glance
Summit Wealth Group, LLC, an SEC-registered wealth manager based in Tulsa, OK with $182 million in regulatory assets, lists Theodore J. Spinardi on its Form ADV as Senior Managing Director and Chief Compliance Officer, a control person.
Firms and roles
- Summit Wealth Group, LLCSenior Managing Director and Chief Compliance OfficerWealth manager · Tulsa, OK · $182M in regulatory assets
AtlasMembers
Theodore’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2001 (25 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 5 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Theodore’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Theodore’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.