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Vice President - Controller, Chief Financial Officer and Principal Financial Officer · Ameriprise Financial Services, LLC

Theodore Robert Horwith

CRD 3257001 · Named on Form ADV at one SEC-registered adviser

At a glance

Ameriprise Financial Services, LLC, an SEC-registered broker-dealer firm based in Minneapolis, MN with $660.5 billion in regulatory assets, lists Theodore Robert Horwith on its Form ADV as Vice President - Controller, Chief Financial Officer and Principal Financial Officer, a control person.

Firms and roles

  • Ameriprise Financial Services, LLCVice President - Controller, Chief Financial Officer and Principal Financial OfficerBroker-dealer firm · Minneapolis, MN · $660B in regulatory assets

AtlasMembers

Theodore’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Mitchell David DorenRegion Vice President (texas Designated Officer), Ameriprise Financial Services, LLC
  • William Jerryl WilliamsPresident, Director, Chairman and Chief Executive Officer, Ameriprise Financial Services, LLC
  • Brett FlansburgSenior Vice President and Chief Compliance Officer, Ameriprise Financial Services, LLC
  • Gumer Cruz AlveroBoard Director, Ameriprise Financial Services, LLC
  • Joseph Francis GerdesChief Operations Officer/principal Operating Officer, Ameriprise Financial Services, LLC

1 more person named with Theodore on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Theodore’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.