Region Vice President (texas Designated Officer) · Ameriprise Financial Services, LLC
Mitchell David Doren
CRD 2129844 · Named on Form ADV at one SEC-registered adviser
At a glance
Ameriprise Financial Services, LLC, an SEC-registered broker-dealer firm based in Minneapolis, MN with $660.5 billion in regulatory assets, lists Mitchell David Doren on its Form ADV as Region Vice President (texas Designated Officer), a control person.
Firms and roles
- Ameriprise Financial Services, LLCRegion Vice President (texas Designated Officer)Broker-dealer firm · Minneapolis, MN · $660B in regulatory assets
AtlasMembers
Mitchell’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Theodore Robert HorwithVice President - Controller, Chief Financial Officer and Principal Financial Officer, Ameriprise Financial Services, LLC
- William Jerryl WilliamsPresident, Director, Chairman and Chief Executive Officer, Ameriprise Financial Services, LLC
- Brett FlansburgSenior Vice President and Chief Compliance Officer, Ameriprise Financial Services, LLC
- Gumer Cruz AlveroBoard Director, Ameriprise Financial Services, LLC
- Joseph Francis GerdesChief Operations Officer/principal Operating Officer, Ameriprise Financial Services, LLC
1 more person named with Mitchell on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mitchell’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.