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Board Director · Ameriprise Financial Services, LLC

Gumer Cruz Alvero

CRD 1975307 · Named on Form ADV at one SEC-registered adviser

At a glance

Ameriprise Financial Services, LLC, an SEC-registered broker-dealer firm based in Minneapolis, MN with $660.5 billion in regulatory assets, lists Gumer Cruz Alvero on its Form ADV as Board Director, a control person.

Firms and roles

AtlasMembers

Gumer’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Mitchell David DorenRegion Vice President (texas Designated Officer), Ameriprise Financial Services, LLC
  • Theodore Robert HorwithVice President - Controller, Chief Financial Officer and Principal Financial Officer, Ameriprise Financial Services, LLC
  • William Jerryl WilliamsPresident, Director, Chairman and Chief Executive Officer, Ameriprise Financial Services, LLC
  • Brett FlansburgSenior Vice President and Chief Compliance Officer, Ameriprise Financial Services, LLC
  • Joseph Francis GerdesChief Operations Officer/principal Operating Officer, Ameriprise Financial Services, LLC

1 more person named with Gumer on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gumer’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.