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President/chief Compliance Officer · Rivertree Advisors, LLC

Theodore S. Rich

CRD 2592493 · Named on Form ADV at one SEC-registered adviser

At a glance

Rivertree Advisors, LLC, an SEC-registered wealth manager based in Winter Park, FL with $184 million in regulatory assets, lists Theodore S. Rich on its Form ADV as President/chief Compliance Officer, a control person.

Firms and roles

  • Rivertree Advisors, LLCPresident/chief Compliance OfficerWealth manager · Winter Park, FL · $184M in regulatory assets

AtlasMembers

Theodore’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Theodore’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.