Adviser and broker representative · Ameriprise Financial Services, LLC
Tate F. Running
CRD 5777925 · Northfield, MN
At a glance
Tate F. Running is an investment adviser representative with Ameriprise Financial Services, LLC in Northfield, MN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Tate’s SEC record dates to 2013, about 12 years ago. Tate is also registered as a broker representative.
Current advisory firm
- Ameriprise Financial Services, LLCSince December 2013Northfield, MN · $660B in regulatory assets
SEC adviser record
- Registered since
- 2013 (12 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Tate’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.