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Chief Compliance Officer · Shufro, Rose & Co., LLC

Tara N. Horne

CRD 6090958 · Named on Form ADV at 5 SEC-registered advisers

At a glance

Shufro, Rose & Co., LLC, an SEC-registered wealth manager based in New York, NY with $2.5 billion in regulatory assets, lists Tara N. Horne on its Form ADV as Chief Compliance Officer. The SEC filings also name Tara at 4 other registered advisers.

Firms and roles

AtlasMembers

Tara’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
5 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (16)

  • Steven J. GlassPrincipal and Senior Financial Advisor, Shufro, Rose & Co., LLC
  • Stephen D. LeitPrincipal and Senior Financial Advisor, Shufro, Rose & Co., LLC
  • John M. ContantPrincipal and Senior Financial Advisor, Shufro, Rose & Co., LLC
  • Harvey WachtPrincipal and Senior Financial Advisor, Shufro, Rose & Co., LLC
  • Gregory D. ShufroPrincipal and Senior Financial Advisor, Shufro, Rose & Co., LLC

11 more people named with Tara on the same filings, with titles and firms. Free in Atlas with a free account.

See all 16 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tara’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.