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Chief Compliance Officer · Long Wharf Capital LLC

Tammy L. Plotkin

CRD 6572766 · Named on Form ADV at one SEC-registered adviser

At a glance

Long Wharf Capital LLC, an SEC-registered private fund adviser based in Boston, MA with $919 million in regulatory assets, lists Tammy L. Plotkin on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Long Wharf Capital LLCChief Compliance OfficerPrivate fund adviser · Boston, MA · $919M in regulatory assets

AtlasMembers

Tammy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tammy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.