CCO · Carnelian Asset Management & Advisors Private Limited
Swapan Dutta
CRD 8181088 · Named on Form ADV at one SEC-registered adviser
At a glance
Carnelian Asset Management & Advisors Private Limited, an SEC-registered wealth manager based in Mumbai, Maharashtra, India with $1.5 billion in regulatory assets, lists Swapan Dutta on its Form ADV as CCO.
Firms and roles
- Carnelian Asset Management & Advisors Private LimitedCCOWealth manager · Mumbai, Maharashtra, India · $1.5B in regulatory assets
AtlasMembers
Swapan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Vikas KhemaniDirector, Carnelian Asset Management & Advisors Private Limited
- Swati KhemaniDirector / CEO, Carnelian Asset Management & Advisors Private Limited
- Manoj BahetyDirector, Carnelian Asset Management & Advisors Private Limited
- Pankaj NamdharaniCOO, Carnelian Asset Management & Advisors Private Limited
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Swapan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.